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Assessing Children For The Presence Of A Disability

Primary Areas of Assessment



Source

National Information Center
for Children and Youth with Disabilities

Contents

Introduction to Assessment

Methods of Gathering Information

Parents' Role in the Assessment Process

Assessing Students Who Are Culturally and Linguistically Diverse

Primary Areas of Assessment

Putting It All Together: Interpreting Results and Summary

References and List of Publishers


Forums

Learning and Other Disabilities


Related Articles

Questions Often Asked About Special Education Services

Testing Students with Disabilities



In this section, we will look in detail at the primary areas in which students are assessed, which are: intelligence, language, perceptual abilities, academic achievement, behavior, and emotional/social development. When the disability is related to a medically related condition (e.g., sensory deficit, orthopedic impairment, arthritis), assessment information from physicians or other medical practitioners needs to be included as well. More than one assessment technique should be used in any given area, and the assessment team should clearly understand that each area encompasses more than one ability.

In this section, we will look at what skills are involved in these traditional areas of assessment (e.g., intelligence, language, and so on) and how schools may collect information about how a student performs in each area. While standardized testing is often the default means of gathering information about a student, it is highly recommended that other methods be used as well, including interviews, observations, and methodologies such as ecological or dynamic assessment.

Intelligence

While a person's intelligence is typically measured by an intelligence test, there is considerable controversy over what, precisely, is meant by the term "intelligence." Binet, who was largely responsible for the development of the first intelligence test, viewed intelligence as a collection of faculties, including judgment, practical sense, initiative, and the ability to adapt to circumstances (Wallace, Larsen, & Elksnin, 1992). Thurman, in contrast, developed a multifactor theory of intelligence, which included such mental abilities as verbal, number, perceptual speed, reasoning, memory, word fluency, and spatial visualization. Wechsler, on the other hand, believed that intelligence was the ability of the person "to act purposefully, to think rationally, and to deal effectively with his environment" (Wechsler, 1958, p. 7, as cited in Wallace, Larsen, & Elksnin, 1992, p. 105).

It is important to know that different intelligence tests are based upon different definitions of what constitutes intelligence. As a result, different tests may measure different skills and abilities. It is critical, therefore, that administrators of such tests "be completely aware of an author's definition of intelligence when selecting and interpreting an intelligence test" and "to view the scores as highly tentative estimates of learning ability that must be verified by other evidence" (Wallace, Larsen, & Elksnin, 1992, p. 106).

The theory underlying intelligence tests (e.g., how does one define intelligence or develop tests of intelligence?) is not the only controversy surrounding their use. How fairly they assess certain populations (e.g., minority children, persons with limited experience, children with severe language deficits), and whether or not such tests are reliable and valid (Elliott, 1987) are also areas of hot debate. In the past, intelligence measures have been misused, particularly with African American children, Native Americans, and non-English speaking children, who, based upon their scores, were placed in classes for those with mental retardation or with learning disabilities. However, given the many court cases involving standardized intelligence testing as a means of assessing minority children (e.g., Diana v. State Board of Education, 1970; Covarrubias v. San Diego Unified School District, 1971; Larry P. v. Riles, 1979; Guadalupe v. Tempe Elementary District, 1972), and given the strength and volume of advocates' protests, evaluators are now becoming more sensitive to issues of test bias, the importance of testing in a child's native language, the need for specialized training when administering and interpreting standardized tests, and the importance of combining any test scores with information gathered in other ways.

Issues related to the definition of "intelligence" and the "fairness" of using measures of intelligence also become less concerning if one knows the purpose for which the test is being used. Intelligence tests are most helpful (and probably most appropriate) when they are used to determine specific skills, abilities, and knowledge that the child either has or does not have and when such information is combined with other evaluation data and then directly applied to school programming. There are a number of skills that an intelligence test appears to measure -- social judgment, level of thinking, language skill, perceptual organization, processing speed, and spatial abilities. Questions that attempt to measure social judgment and common sense, numerical reasoning, concrete and abstract thinking, the ability to recognize similarities and differences between objects or concepts, and vocabulary and language skill (e.g., the ease with which a person can find words in memory) appear very dependent on experience, training, and intact verbal abilities. Perceptual organization, processing speed, and spatial abilities seem less dependent on experience and verbal skill.

Intelligence tests can also yield valuable information about a student's ability to process information. In order to learn, every person must take in, make sense of, store, and retrieve information from memory in an efficient and accurate way. Each of us can process certain kinds of information more easily than other kinds. The artist sees and reproduces accurate depictions of the world, while others struggle to produce stick figures. The musician creates beautiful sounds from a mixture of separate tones. The writer crafts words to create a mood. Others of us do none of these things well. In school, children need certain skills to function effectively. They must be able to listen attentively so that other movements, sounds, or sights do not distract them. They must be able to understand the words spoken to them. This often requires children to hold multiple pieces of information in memory (e.g., page number, questions to answer) and to act upon them. They must be able to find the words they need to express themselves and, ultimately, commit these words to paper. This involves another whole series of processing skills -- holding a writing implement, coordinating visual and motor actions, holding information in memory until it can be transferred to paper, transforming sounds into written symbols, and understanding syntax, punctuation, and capitalization rules. They also must be able to interpret the nonverbal messages of others, such as a frown, a smile, a shake of the head. Equally important, they must do all of these things quickly and accurately and often in a setting with many distractions.

A thorough interpretation of an intelligence test can yield information about how effectively a child processes and retrieves information. Most individually administered intelligence tests can determine, at least to some degree, a child's ability to attend, process information quickly, distinguish relevant from less relevant details, put events in sequence, and retrieve words from memory.

Kamphaus (1993) summarizes a number of research findings related to the use of intelligence tests:

  1. Intelligence test scores are more stable for school-aged children than for preschoolers and more stable among individuals with disabilities than those without disabilities;

  2. Intelligence test scores can change from childhood to adulthood;

  3. It is likely that environmental factors, socioeconomic status, values, family structure, and genetic factors all play a role in determining intelligence test scores;

  4. Factors such as low birth weight, malnutrition, anoxia (lack of oxygen), and fetal alcohol exposure have a negative impact on intelligence test scores; and

  5. Intelligence and academic achievement appear to be highly related.

This last finding supports the notion that intelligence and achievement tests may not be so different from each other and that "intelligence tests may be interpreted as specialized types of achievement measures" (Kamphaus, 1993, p. 65). This is consistent with the suggestion that intelligence tests may be best used to determine specific skills, abilities, and knowledge.

Language

Language provides the foundation upon which communication, problem solving, and expanding, integrating, analyzing, and synthesizing knowledge take place. Deficits in language, therefore, can have a profound impact on the ability of an individual to learn and function competently and confidently as he or she interacts in the world.

Language is complex and involves multiple domains -- nonverbal language, oral language (i.e., listening and speaking), written language (i.e., reading and writing), pragmatic language (e.g., using language for a specific purpose such as asking for help), phonology, and audiology. How quickly a person can access words or ideas in memory further influences his or her use of language. A child who must struggle to find an appropriate term is at a great disadvantage in a learning and social environment. As he or she grapples to retrieve a word, others have moved on. The student may miss critical pieces of knowledge, connect incorrect bits of information in memory, and have an ineffective means of showing others all that he or she knows. Such problems can result in lowered levels of achievement and in feelings of confusion, helplessness, and frustration.

It is clear how important language processing can be to a child's successful adaptation to the school environment and, therefore, it is an important area to be considered in the assessment process. Speech and language pathologists are specially trained professionals who, working with school psychologists and classroom teachers, are frequently the primary individuals gathering data related to a child's language functioning.

Bloom and Lahey (1978) divide language processes into three general categories: form, content, and use. Phonology, morphology, and syntax are all considered to be components of form. The first of these processes, phonology, refers to the knowledge a person has of the sounds in the language. While the number of sounds that exist are limited, a nearly endless number of words can be constructed from these sounds. Awareness of the basic sound units of language appears important to a child's ability to quickly and accurately locate words in memory when speaking, comprehend oral sentences, and learn to read (Liberman & Shankweiler, 1987). It is important to note that the ability to blend or separate sounds (i.e., phonological processing ability) is often overlooked in the assessment process. This may be an unfortunate oversight, given its apparent importance to the reading process.

Morphology, the second form element, refers to the smallest meaningful unit of language. Morphology involves the stringing together of sounds (phonemes) and includes such structures as prefixes, suffixes, word endings that describe number (e.g., dog vs. dogs), and tense (e.g., walk vs. walked). Syntax refers to the rules used in combining words to make a sentence. As with the sounds of language (phonology), the rules of language are finite. The acquisition of syntax is also developmental.

While syntax determines the rules that guide how sentences are put together, such knowledge alone is not sufficient for constructing sentences. The meaning of words constrains what words may or may not be used together. For example, the sentence "I saw the house flying over the orchard" would make little sense, although it is syntactically correct. It is this aspect of language, the importance of meaning, that Bloom and Lahey (1978) refer to as content. Content involves knowledge of vocabulary, the relationships between words, and "time-and-event" relationships (Swanson & Watson, 1989). The child must also be able to associate words with the correct environmental experience. It is generally expected that a child understands the meaning of more words than he or she can express at any point in time. As Swanson and Watson (1989) point out, when an individual appears able to express more information than he or she is able to receive and comprehend, it may suggest that he or she has difficulty in auditory input and processing.

Use, the final component in the Bloom and Lahey model, refers to "the pragmatic functions of language in varying contexts" (Swanson & Watson, 1989, p. 151). It views the child as an active "communicator" whose words and sentences are intentionally selected in relation to the effect the speaker wishes to have on a listener. The speaker needs to be able to (a) change what is said in some way when it is apparent that he or she is not being understood, (b) vary language use when talking with different groups (e.g., peers or adults), and (c) use language in a variety of functional ways (e.g., to begin or end a conversation). Thus, use (or pragmatics, as it is sometimes called) is a vital area to assess in language; to ignore how a student uses language is to ignore a basic element of language -- that we communicate in a context, for a particular purpose or reason (Heward & Orlansky, 1992).

Assessing a Child's Language Abilities. The IDEA's regulations provide a definition of speech-language impairment as "a communication disorder such as stuttering, impaired articulation, a language impairment, or a voice impairment that adversely affects" a child's educational performance [34 CFR Section 300.7(b)(11)]. In more specific terms, a child with a speech disorder may have difficulty in producing sounds properly, speaking in a normal flow or rhythm, or using his or her voice in an effective way. A child with a language disorder would have problems using or understanding the rules, sounds, or symbols that we use to communicate with each other. This relates to language form, content, and/or use, as discussed above (Heward & Orlansky, 1992). A child with a speech impairment, a language impairment, or both, would be eligible for services under the IDEA.

There are many standardized measures of speech and language ability. Some "provide a comprehensive view of all language functioning," while others "measure specific components of linguistic performance (for example, phonology, linguistic structure, or semantics)" (Wallace, Larsen, & Elksnin, 1992, p. 252). The range of tests and what they measure may be identified through consulting resource books on speech/language assessment or more general test references such as Tests (Sweetland & Keyser, 1991), or by contacting organizations such as the American Speech-Language-Hearing Association (ASHA) (listed under "Organizations" at the end of this issue).

It is important to realize, however, that "standardized diagnostic tests are generally insensitive to the subtleties of ongoing functional communication" (Swanson & Watson, 1989, p. 155). Therefore, in addition to or in place of standardized tests, a typical speech/language evaluation should include obtaining a language sample that seeks to capture how the student performs in an actual communication situation. Language samples can be obtained through checklists or observational recording systems, or through informally conversing with the student. Great care must be taken to ensure that assessment of students is culture-free and dialect-sensitive, as many children will speak nonstandard English or another language entirely. [The issue of cultural bias in language assessment is considered in Topics in Language Disorders (Terrell, 1983)]. Obtaining such a language sample from the student is often the responsibility of the speech-language pathologist.

Through interviews, observations, and teaching, teachers can also gather valuable information about a student's language use. By engaging in what is known as diagnostic teaching, the teacher can become an invaluable participant in the ongoing assessment and remediation of a child's language deficiencies. It is important, however, for teachers to be thoroughly familiar with the developmental milestones of normal language functioning. Obtaining a case history of the child (in most cases, from the parents) can also be valuable in the initial stages of assessment. Knowing in detail how the child's language has developed can yield information relevant to the problem and includes gaining an understanding of the early stages of the disorder, any physical or emotional condition that may have been or be involved, whether the disorder occurs in other settings and, if so, how it manifests itself, and any insights the parents may have into how best to assess and work with their child (Wallace, Larsen, & Elksnin, 1992, p. 260).

It is also important to realize that the ability to receive and understand language, and to use language verbally, is in part dependent upon how well the body performs physically. Before embarking upon an extensive (and expensive) battery of tests, examiners should ensure that any apparent speech or language impairment is not actually the result of a hearing impairment which, in effect, prevents the child from hearing words clearly and learning to use or understand them. Similarly, many children with physical disabilities may not be able to speak clearly enough to be understood but, when provided with assistive technology (e.g., speech synthesizers, computers), may show themselves to be competent users of language.

Perceptual Abilities

Perceptual abilities determine how individuals perceive information and how they respond. These abilities can be subdivided into at least four general areas: visual-perceptual, auditory-perceptual, perceptual-motor skill, and attention. Assessing a student in these areas is intended to determine strengths and weaknesses in information and sensory processing and can help the assessment team gain an understanding of how the child learns best.

The idea of "perceptual deficits" has long been linked to learning disabilities. It is important to realize that research results in this area have been mixed and controversial, and offer only small support for including evaluation of perceptual abilities in any assessment battery or approach (Overton, 1992). Linguistic issues, rather than perceptual abilities, may more often explain learning deficits. Nevertheless, since assessing perceptual abilities continues to be part of the evaluation process at present, we will briefly discuss them below.

Visual-Perceptual Ability. Visual perception includes the ability to discriminate between two or more visual stimuli, locate a particular figure within a larger scene, and understand position in space. Perceptual skills include detecting specific colors, shapes, and sizes. In reading, it requires the ability to detect the visual features of a letter or word so that the 26 letters of the alphabet can be distinguished from each other. The student must also discriminate between ten written digits.

Auditory-Perceptual Ability. Auditory perception includes the ability to detect certain auditory features such as changes in volume, discrimination of vowel or consonant sounds, and nonphonemic sound discrimination (e.g., the sound of a bell from the sound of a buzzer). In a school setting, then, the student would need the ability to discriminate between different sounds, identify spoken words that are the same or different, and hear sounds in order.

Perceptual-Motor Ability. Most assessments include one or more measures of perceptual-motor ability. It has been an assumption of many educators that perceptual-motor or visual-motor problems are often associated with learning problems and, therefore, should be included in most assessment batteries (Salvia & Ysseldyke, 1991). Historically, tests of perceptual-motor skill have been second only to intelligence tests in terms of use in the assessment of school-aged children. Tests of perceptual-motor skill or perceptual-motor integration most often ask students to copy geometric designs that are placed in front of them. This requires the child to see the design, attend to and remember the relevant features, and then carry out the motor actions necessary to reproduce the design on paper.

Attention. The ability to focus on a given activity for extended periods is important if a student is to take in information or complete the day-to-day tasks in school. Keogh and Margolis (1976) have suggested three phases of attention: the ability to (a) come to attention; (b) focus attention; and (c) maintain attention. The issue of "selective" attention must also be considered here. Students must be able to attend, and they must be able to sustain attention on the most relevant stimuli. For example, a student must be able to attend to the teacher's words rather than to his or her clothing. Difficulties in any of the three phases of attention can interfere with a student's ability to learn or share what he or she knows in a consistent fashion. While the ability to attend effectively is seldom assessed through a formalized instrument, information related to attention can be gathered through classroom observations and observations of test behaviors.

Assessing Perceptual Ability. As was mentioned above, assessing perceptual abilities is not without its controversies. There are certainly a number of issues that need to be considered when addressing this area.

The first issue relates to the importance of ensuring that a student's apparent perceptual difficulties are not actually the result of a lack of visual or auditory acuity (as opposed to a difficulty with processing stimuli). Before beginning an assessment of perceptual ability, then, the student's eyesight and hearing should be tested (Overton, 1992; Swanson & Watson, 1989). This can be part of the assessment process, with the school referring the student to the appropriate facilities for such screenings.

The second issue is related to the relevance of such measures to the goals of assessment. There has been little to suggest that direct training in perceptual skills improves academic performance (Salvia & Ysseldyke, 1991; Vellutino, 1979). If there is little applicability, then it seems reasonable to question whether formal tests of perceptual skill are necessary as part of the assessment battery.

The third issue is related to the validity and reliability of the perceptual test measures. There is some suggestion that tests purported to measure perceptual abilities may actually measure other factors such as language or verbal memory skill (Vellutino, 1979). Information gained from tests thought to measure perceptual processing may actually result in incorrect explanations for learning problems. This may lead those working with the child towards strategies that are not useful (perceptual training such as copying designs) and away from ones that may be helpful, such as training in phonological processing. There are also concerns that many of the instruments currently available do not meet acceptable standards of reliability and validity (Swanson & Watson, 1989, p. 217), making their use of questionable value.

Academic Achievement

Academic achievement refers to how well the child is performing in core skill areas such as reading, mathematics, and writing. Assessment batteries typically include an individual measure of academic achievement, although it is important to realize that standardized achievement tests may be inappropriate for use with immigrant or minority group children. Information about the child's placement (i.e., below, at, or above) in his or her peer group and knowledge about the specific skills the child possesses are important both for the planning and evaluation of instruction.

Reading. Reading is an extension of the language process. It provides a way for individuals to exchange information. Reading also represents the means by which much of the information presented in school is learned and is the academic area most often implicated in school failure.

Reading, like language, is an extremely complex process, a process that is, for many, so natural or fluent that many of the subskills are not recognized or identified as a part of the process. Identifying these subskills is important, however, if an adequate assessment in this area is to occur.

Prereading skills include:

  • general language competence;

  • understanding that reading is a means of exchanging ideas (e.g., the ability to "read" pictures);

  • the ability to complete rhymes and identify words that do not rhyme;

  • the ability to distinguish between verbal and nonverbal sounds, recognize when words are the same or different, and segment and blend language sounds; and

  • the ability to store and retrieve sounds one has heard.

Having opportunities for abundant language experiences, while not a skill, is also important to the development of prereading and later reading ability.

Reading skills can be divided into two general categories: word recognition and comprehension. A number of skills are used when attempting to identify, pronounce, or retrieve a word. Four types of analyses can be used by the child: visual analysis (i.e., the use of visual features), contextual analysis (i.e., using the surrounding words for clues about a given word), phonological analysis (i.e., using information about the sounds in the word), and structural analysis (i.e., recognizing and giving meaning to specific word parts such as prefixes, suffixes, or syllables). Phonological analysis appears particularly important as children attempt to gain reading skill. It allows the child to decode (i.e., read) a word he or she has never seen before, either in isolation or in context. This is not possible with visual, contextual, or structural analysis alone. The ability, then, to engage in phonemic analysis is important to becoming a proficient reader and, therefore, is an area that should be considered in any assessment of any child who is struggling with reading.

Gaining meaning from text (comprehension) is the most common goal of reading. The general approach of the reader (active or passive), use of prior knowledge, and contextual analysis are all skills that appear related to comprehension. The ability to grasp literal information and to predict, interpret, critically analyze, or create new ideas in response to a paragraph are examples of the use of context at the comprehension level. Listening comprehension also appears to be related to reading comprehension, particularly at the higher reading skill levels (Stanovich, 1982).

The assessment of reading, then, needs to address the ability of the child to recognize individual words and to comprehend text. Assessment instruments should be selected that assure that test content and test tasks are as similar as possible to school reading tasks. Both formal and informal assessment may be useful here. Informal measures may include asking the student to:

  • read aloud, which permits the teacher to identify errors in decoding and to determine the student's fluency and accuracy when reading;

  • answer questions after reading, to determine the student's ability to understand the main idea of the story, capture its details, or place events in sequence;

  • paraphrase or re-tell the story in his or her own words;

  • fill in missing words in a passage he or she has not read;

  • identify which sentence out of several means the same thing as a sentence supplied by the teacher; and

  • provide synonyms of selected words.

Mathematics. Another critical area of school achievement is that of mathematics. The terms "mathematics" and "arithmetic" are often used interchangeably but actually mean different things. Mathematics refers to the study of numbers and their relationships to time, space, volume, and geometry, while arithmetic refers to the operations or computations performed. Subskills related to mathematics include:

  • problem-solving,

  • the ability to perform mathematics in practical situations,

  • performance of appropriate computational skills,

  • use of mathematics to predict,

  • understanding and use of concepts related to measurement,

  • interpretation and construction of charts or graphs,

  • ability to estimate,

  • understanding and application of geometric concepts,

  • ability to recognize the reasonableness of results, and

  • computer knowledge (for more information, see Lerner, 1988; Reid & Hresko, 1981; Roth-Smith, 1991).

For a student to learn and act on knowledge of mathematics, he or she must understand terms regarding amount or direction (i.e., language-based knowledge), understand that numbers stand for a quantity, hold multiple pieces of mathematical information in memory and perform mathematical operations (e.g., add, multiply) on them, and know that numbers can be manipulated in meaningful ways.

The assessment of mathematics should measure a student's ability in both calculation and reasoning (application). Like reading, an evaluation of mathematical understanding and performance should also be structured so that it closely matches the demands made on the child in the actual classroom situation. Assessment might begin by analyzing actual samples of the student's work and identifying specific errors and any apparent pattern to those errors. Curriculum-based assessment techniques are also useful, and can be combined with task analysis and error analysis to identify where, specifically, the student is having problems. Interviewing can be useful as well, and may include "asking the student to solve a problem and explain the steps used in the process" (Overton, 1992, p. 257). Such an approach can be invaluable in providing insight into a student's mathematical reasoning. Conducting several such interviews is important, however, to avoid drawing hasty conclusions about the nature of a student's difficulties. Observations can also provide productive information to the assessment team and should focus on student behavior during -- and his or her approach to -- written assignments, working at the chalkboard, and classroom discussions.

Written Language. Written language is a complex form of communicating that consists of three general areas: spelling, handwriting, and written expression or composition. Like reading, writing tasks are an important part of the school curriculum and are often utilized in evaluating a student's understanding of a given concept. Written language is directly tied to reading, listening, and speaking, and skills in all of these areas overlap.

Spelling has often been considered a difficult task (Henderson, 1985). In English, the difficulty arises because there is no one-to-one correspondence between letters and their representative sounds. This can cause problems for the reader and may cause even greater problems for the speller. In spelling there are even fewer cues to aid in recreating a spoken word in print. As Lerner (1988) explains:

Several clues aid the reader in recognizing a word in print: context, phonics, structural analysis, and configuration. There is no opportunity, however, to draw on peripheral clues in reproducing a word. (p. 105)

Both language and reading experience appear to be important to the development of connections between letters and their sounds. Thus, knowledge of spelling patterns, analysis of word parts, and knowledge of syllable rules all need to be measured.

It is important to consider that any approach that does not require a child to independently reconstruct a word (e.g., one that simply asks a child to select a misspelled word from among a group of words) does little to give information about the child's ability to recreate accurate spelling in a sentence he or she is writing. Assessment of spelling is particularly well given to informal approaches such as curriculum-based measurement or interviews. A number of standardized, commercially available spelling tests are available as well.

Handwriting refers to the actual motor activity that is involved in writing. Most students are taught manuscript (printing) initially and then move to cursive writing. There are those who advocate that only manuscript or only cursive should be taught (Reid & Hresko, 1981). In truth, problems may appear among students in either system. Wiederhold et al. (1978) have suggested a number of areas which may be assessed related to both manuscript and cursive writing. The assessment of manuscript includes evaluating the position of the hand and paper, size of letters and the proportion of letters to each other, quality of the actual pencil lines, the amount and regularity of the slant of the letters, letter formation and alignment, letter or word spacing, and speed of production. Cursive writing can be considered according to many of the same qualities but should also include an evaluation of the way in which letters are connected.

Composition refers to the more creative parts of written expression. Alley and Deshler (1979) suggest three general areas that need to be addressed in any assessment of written expression:

  • the student's attitude toward writing;

  • ability of the individual to express content (e.g., skill in describing or reporting events, or in expressing views or feelings); and

  • the student's ability to "craft" a paragraph (e.g., the student's ability to organize, sequence, choose effective words, use punctuation and capitalization, or take notes).

Both formal and informal measures of assessment of written expression are available and should be considered in a thorough evaluation. Analyzing work samples produced by the student can be particularly useful, as can interviewing the student regarding his or her perceptions of the writing process.

Behavior and Emotional and Social Development

Behavior -- how a student conducts himself or herself in school -- is often a key factor in educational performance. Certainly, behavior that is off-target academically or socially -- inattention, being out of seat, talking too much, hitting or biting, skipping school -- can detract from learning. When a student's behavior appears to be interfering with school performance and relationships with others, or when that behavior is maladaptive, bizarre, or dangerous, it becomes important to assess the student's behavior (when the behavior occurs, how often, and for what reasons) as well as his or her emotional and social development. Wallace, Larsen, and Elksnin (1992) "stress the need to take an ecological perspective when assessing a student's nonacademic behaviors in order to obtain a complete picture and examine the relationship between the behavior and the environment" (pp. 164-165).

Negative or inappropriate behaviors may occur for different reasons. One child may be disruptive in class because of attention deficit disorder. A second child may exhibit similar behaviors due to a mental illness, while another's inappropriate behavior may be linked to environmental factors such as his or her parents' recent divorce. Still another child may be disruptive only in one or two classes, for reasons associated with the way instruction is organized (e.g., a predominance of small group, large group, or self-paced activities) or something in that environment which the student finds disturbing. Thus, identifying why a child is exhibiting certain behaviors is an important part of the assessment process. The reasons why, if they can be determined, will influence whether or not the child is determined eligible for special education services and, if so, will certainly affect the nature of decisions made regarding educational and other interventions.

Assessing Problem Behavior. For children exhibiting signs of emotional, social, or behavioral problems, the assessment team will generally conduct a behavioral assessment. The goal of behavioral assessment is to gain an increased understanding of how environmental factors may be influencing the child's behavior. This includes identifying (a) what expectations and rules are established by significant others in the settings where the problem behavior occurs, and (b) what "specific variables in a particular situation . . . may be maintaining problem behaviors" (Berdine & Meyer, 1987, p. 151). This knowledge will then be used directly in designing intervention strategies. "Behavioral assessment depends on keen observation and precise measurement" (Swanson & Watson, 1989, p. 246). Assessment is tied to observing a specific situation (e.g., how the child responds during lunch or reading) at a particular point in time. It is important that a behavioral assessment involve multiple measures and take place in various settings (e.g., the classroom, school playground, chorus, home) and at different times during the day (e.g., morning, afternoon, and night). The ability to observe and record behavior, select the most appropriate places to observe the child, and find efficient and clear means of interpreting results are all critical in behavioral assessment. Collectively, the observations should provide information which:

  1. pinpoints and quantifies the nature of the behavior problem (including what variables in the environment are contributing to or maintaining the behavior);

  2. allows eligibility and placement decisions to be made;

  3. illuminates what type of instruction or intervention is needed; and

  4. provides baseline information against which progress can be measured once intervention begins.

Interviews are also a useful means of gathering information about a child's behavior. Parents and significant others may be able to offer insight into the nature and history of the child's difficulties. The child may also be an excellent source of information. Of primary interest here is determining the child's "awareness of the problem behaviors and their controlling variables, degree of motivation to change, and skill at behavioral self-control" (Berdine & Meyer, 1987, p. 174).

Assessing Adaptive Behavior. Other aspects of behavior may be important to assess as well. Adaptive behavior is a frequent focus of assessment, and is a required area of assessment when a classification of mental retardation is being considered for a student. Adaptive behavior refers to "the effectiveness or degree with which individuals meet the standards of personal independence and social responsibility expected for age and cultural groups" (Grossman, 1983, p. 1). When assessing a person's adaptive behavior, examiners may investigate his or her strengths and weaknesses in a variety of different skill areas, such as: communication, self-care, home living, social skills, community use, self-direction, health and safety, functional academics, leisure, and work. According to the American Association on Mental Retardation (1992), these are the skills with which individuals most often require assistance or some specialized support.

The IDEA specifies "deficits in adaptive behavior" as one of the two characteristics necessary for a student to be classified as having mental retardation (the other characteristic being "significantly subaverage general intellectual functioning" [34 CFR Section 300.7(b)(5)]. Measuring a student's adaptive behavior, however, should not be limited to only those students suspected of having mental retardation; this type of assessment has much to offer the decision-making associated with students with other disabilities as well, particularly in regards to IEP development and instructional and transition planning.

Many commercially-developed adaptive behavior instruments exist to help educators evaluate a student's adaptive skills. Using these instruments typically does not require the student to be involved directly; rather, examiners record information collected from a third person who is familiar with the student (e.g., parent, teacher, direct service provider) and who can report what types of adaptive skills the student has mastered and which he or she has not. Unfortunately, there is some concern that many of the available adaptive behavior scales do not meet the technical requirements of good instrumentation [for example, reliability and validity may not reported by the publisher (Berdine & Meyer, 1987; AAMR, 1992)] and that there may be bias inherent in assessing the behavior of children who are culturally or linguistically different from the majority culture. Therefore, care must be taken with the selection of the adaptive behavior scale to be used. It is also a good idea to use other methods to collect information about the student's skills, such as direct observation and interviewing the student. For minority students, it is imperative to develop an understanding of what types of behavior are considered adaptive (and, thus, appropriate) in the minority culture, before making judgments about the particular functioning of a student.

Assessing Emotional and Social Development. No child lives in a vacuum. His or her relative freedom from internal and external stressors, ability to interact with others comfortably, and ability to respond consistently and positively in the learning environment all are important for the child to benefit maximally from school experiences. In assessing a child's emotional and social adjustment, questions need to be answered related to the child's intrapersonal and interpersonal experience. Assessment of the child's intrapersonal world involves knowledge about how the child views him or herself, how the child responds emotionally, how much conflict or anxiety he or she is currently experiencing, the degree to which the individual believes that personal behaviors can actually make a difference in his or her own life, his or her tolerance for frustration, and general activity level. Interpersonal characteristics are related to how the individual views the world and other people. Such characteristics are developed in response to the child's experiences within the environment. If the child sees the world as a hostile place and views people as untrustworthy, negative interactive patterns and behaviors may emerge.

The development of the child's intrapersonal experience and interpersonal behaviors is, at least in part, related to the way basic physiological and psychological needs (e.g., to be fed, feel safe, belong, be productive, unique, empowered) are being met. If a child is abused, ignored, or neglected, there are often negative behavioral, cognitive, and emotional outcomes. Problem behaviors such as tantrums, aggression toward others, or withdrawal may result from the child's emotional and social turmoil. However, as was mentioned above, it is important to remember that negative behaviors may arise from vastly different reasons than experiences of abuse or neglect (e.g., biochemical or physiological factors).

There are many instruments available to assess a child's emotional and social functioning. Salvia and Ysseldyke (1991) suggest several ways in which personality variables may be measured. The use of Rating Scales was discussed above under "Behavioral Assessment" and is applicable here as well. A second approach, using projective techniques, asks students to respond to vague or ambiguous stimuli such as inkblots or pictures, draw pictures, or express themselves through the use of puppets or dolls. The responses are then interpreted by a person trained in such procedures. A third approach is to administer personality inventories or questionnaires that vary in their focus. Some may measure self-concept or learning style, while others are intended to indicate the possible presence of mental illness. These latter instruments are generally lengthy and present the individual taking them with a substantial reading load, both in terms of how much there is to read and in terms of how complex and abstract many of the ideas are. Thus, many such inventories are not suitable for individuals with low literacy. Furthermore, as Berdine and Meyer (1987) remark, "Many of these measures suffer from technical inadequacies and yield esoteric results that are difficult to translate into treatment goals" (p. 144). For this reason, while information gathered through these instruments may help the assessment team understand the student more fully, information collected through approaches such as direct observation and interviews may be more useful and reliable.

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